To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Proposes Rules Updating Mining Registrant Disclosure Requirements
- SEC Announces Self-Reporting Initiative for Broker-Dealers Who Have Failed To Comply With Its Customer Protection Rule
- CFTC Allows CME To Hold Customer Funds at the Bank of Canada
- NFA Imposes Late Fee for Form PQR and PR Filings
- Brexit: Implications for the Financial Services Industry
- MAR Delegated Regulation on Abusive Practices and Suspicious Orders and Transactions Published
- ESMA Issues Opinion on MAR Implementing Technical Standards on Disclosure of Inside Information
