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Newsletter

Corporate and Financial Weekly Digest - Volume XI, Issue 45

November 18, 2016

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • SEC Division of Corporation Finance Issues Revised and Additional C&DIs Relating to Form S-8
  • Register for Our 2017 Proxy Season Update Webinar
  • SEC Approves Plan To Create Consolidated Audit Trail
  • CFTC Staff Issues Results of Supervisory Stress Test of Clearing Organizations
  • CFTC Division of Market Oversight Reminds Market Participants of the Upcoming Expiration of Certain No-Action Relief From the Ownership and Control Final Rule
  • FDIC Approves Final Rule on Recordkeeping for Timely Deposit Insurance Determination
  • ESMA Publishes Opinion Under EMIR
  • ESMA Publishes Final Report on Clearing Obligations for Financial Counterparties With Limited Activity Volumes

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