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Newsletter

Corporate and Financial Weekly Digest - Volume XI, Issue 47

December 9, 2016

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • Supreme Court Rules on Insider Trading Involving Family and Friends
  • Director of SEC Division of Corporation Finance, Keith Higgins, To Leave SEC
  • FINRA Interprets "As Soon As Practicable" Requirement Under Trade Reporting Rules
  • CFTC Re-Proposes Minimum Capital Requirements for Swap Dealers and Major Swap Participants
  • CFTC Finalizes Aggregation Rules and Re-Proposes Position Limits Rule
  • CFTC Releases Results of ICE Futures U.S. Rule Enforcement Review
  • FCA Publishes Updated Page on MiFID II Legal Entity Identifiers
  • UK Supreme Court Hears UK Government's Article 50 Brexit Case Appeal

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