To read the Digest online, click here.
This week's issue addresses the following topics:
- Change to the No-Action Relief Regarding Definition of "Ready Market" With Regard to Foreign Equity Securities Pursuant to SEC Rule 15c3-1(c)(11)(i)
- FINRA Regulatory Notice Regarding Private Placements and Public Offerings Subject to a Contingency
- European Commission and CFTC Announce Harmonized Approach to CCPs
- CFTC's Energy and Environmental Markets Advisory Committee To Hold Public Meeting
- FCA Publishes Policy Statement on the Implementation of UCITS V
- European Commission Announces Action Plan Against Terrorism Financing and Changes to the Fourth AML Directive
- European Commission Proposes One-Year Extension for MiFID II
