To read the Digest online, click here.
This week's issue addresses the following topics:
- Jay Clayton Sworn in as SEC Chairman
- NYSE Issues Proposed Rule to Allow Listing Without an IPO
- SEC Grants No-Action Relief Regarding Created ETF Shares and Failure to Close Transactions
- SEC and FINRA Announce 2017 National Compliance Outreach Program for Broker-Dealers
- FINRA Amends Rule Regarding the Online Publication of Data Related to the Regulation NMS Plan to Implement a Tick Size Pilot Program
- CFTC Issues Guidance on the Calculation of Projected Operating Costs by DCMs and SEFs
- CFTC Proposes Amendments to Certain Rules Governing CCO Duties and Annual Reports
- CFTC Requests Public Input on Simplifying Rules
- FCA Publishes MiFID II Commodity Position Reporting Instructions
- European Union Adopts Brexit Negotiation Guidelines
- European Commission Proposes Reforms to EMIR
