To read the Digest online, click here.
This week’s issue addresses the following topics:
- SEC Expands Nonpublic Review of Draft Registration Statements
- CFTC Issues Conditional No-Action Relief From Swap Data Repository Reporting
- NFA Publishes Information For CTAs Using Third-Party Recordkeeping
- CFTC Grants SEF Registration to LedgerX
- FCA Publishes Second Policy Statement on MiFID II Implementation
- ESMA Publishes Opinion on Ancillary Activity Calculations