To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Proposes New Amendments to Modernize Shareholder Proposal Rules
- SEC Proposes Amendments Relating to Proxy Voting Advice
- SEC Announces Extension of Temporary Measure to Facilitate Implementation of MiFID II
- CFTC Approves Three Foreign Board of Trade Applications
- NFA Issues Notice Regarding the Designation of NFA Swaps Proficiency Requirements Administrator
- SEC Proposes Changes to the Advertising and Cash Solicitation Rules for Investment Advisers
- FCA Extends Brexit Deadlines
- HMT Publishes Letter on Equivalence