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Newsletter

Corporate & Financial Weekly Digest, Featuring Articles on a Number of SEC Proposals Related to Shareholders and Proxy Voting Advice

November 8, 2019

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • SEC Proposes New Amendments to Modernize Shareholder Proposal Rules
  • SEC Proposes Amendments Relating to Proxy Voting Advice
  • SEC Announces Extension of Temporary Measure to Facilitate Implementation of MiFID II
  • CFTC Approves Three Foreign Board of Trade Applications
  • NFA Issues Notice Regarding the Designation of NFA Swaps Proficiency Requirements Administrator
  • SEC Proposes Changes to the Advertising and Cash Solicitation Rules for Investment Advisers
  • FCA Extends Brexit Deadlines
  • HMT Publishes Letter on Equivalence

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