To read the online Digest, click here.
This week’s issue addresses the following topics:
- SEC Approves Temporary NYSE Waiver of Stockholder Approval Rules to Facilitate Capital Raising in the Wake of COVID-19
- SEC Enhances Standards for Critical Market Infrastructure
- FINRA Amends Arbitration Code to Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive
- CFTC Extends Certain Comment Periods in Response to COVID-19
- CFTC Approves Proposed Amendments to Its Bankruptcy Rules
- CFTC Approves Proposed Rules on Filing Requirements for CPOs and Clearing Requirements for Certain Institutions
- CFTC Approves Final Rules Regarding Margin Requirements for ESM and Consumer Privacy
- ESG: IOSCO Publishes Report on Sustainable Finance and the Role of Securities Regulators and IOSCO
