To read the Digest online, click here.
This week's issue addresses the following topics:
- FINRA Issues Report on Examination Findings
- CFTC Issues Request for Input on Crypto-Assets
- NFA Proposes Interpretive Notice Regarding CPO Internal Controls Systems
- NFA Proposes Amendments Incorporating Swaps into Compliance Rules and Interpretive Notices
- Short Selling (Amendment) (EU Exit) Regulations 2018 Made in Preparation of Brexit
- FCA Publishes Consultation Paper on Product Intervention Measures for Retail Binary Options
- HM Treasury Publishes Updated Draft Brexit Statutory Instrument Relating to Collective Investment Schemes
- FCA Publishes Consultation Paper on Restricting CFD Products Sold to Retail Clients
- European Commission Reported to Grant Temporary Access to UK Clearing Houses
- ECJ Rules That Article 50 Notice of Intention to Leave the EU Can Be Unilaterally Revoked
