To read the online Digest, click here.
This week’s issue addresses the following topics:
- View Our 2020 Proxy Season Update Webinar
- SEC Announces Proposed Amendments to the Definitions of “Accredited Investor” and “Qualified Institutional Buyer”
- SEC Proposes New Rules to Implement Resource Extraction Disclosure Rules
- FINRA’s Board of Governors Approves Two Rule Proposals
- SEC Adopts Final SBS Cross-Border Rule Amendments and Sets Compliance Date for SBS Dealer Registration
- CFTC Grants Market Participants LIBOR-Transition Relief
- CFTC Approves Final and Proposed Rules for DCOs, Swap Dealers, Major Swap Participants and Other Market Participants
- NFA Announces Effective Date for Amendments to CTA Performance Reporting and Disclosures Requirements
- FCA Updates SM&CR Webpage
- ESMA Publishes AMP Annual Report
