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Newsletter

Corporate & Financial Weekly Digest, Featuring Topics on Broker-Dealer, CFTC, Derivatives and EU Developments

April 20, 2018

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • FINRA Publishes Regulatory Notice Regarding 2018 GASB Accounting Support Fee
  • SEC Proposes Best Interest Standard for Broker-Dealers
  • CFTC's Division of Swap Dealer and Intermediary Oversight Extends Exemptive Relief From CFTC Regulations 4.7 and 4.2 Requirement to Prepare Financial Statements in Accordance With US GAAP
  • EBA Publishes Report Regarding ITS on Reporting for Resolution Plans Under the EU BRRD
  • ECON Publishes Proposed Amendments to Prudential Supervision of Investment Firms Directive
  • European Parliament Adopts Fifth Money Laundering Directive

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