This Foreign Listed Stock Index Futures and Options Approvals Chart, available via the Download PDF button, is current as of March 25, 2021. All prior versions are superseded and should be discarded. Please note the following developments since we last distributed the Approvals Chart:
- Montreal Exchange has certified the following futures contracts for trading by U.S. persons: (i) S&P/TSX 60 ESG index futures; and (ii) S&P/TSX Composite ESG index futures.
- Euronext Paris has certified the Eurozone ESG80 Large index futures contract for trading by U.S. persons.
- Eurex Exchange has certified the following futures contracts for trading by U.S. persons: (i) DAX 50 ESG (EUR, Price) index futures; (ii) EURO STOXX 50 ESG (EUR, Price) index futures; (iii) MSCI EAFE ESG Screened (USD, NTR) index futures; (iv) MSCI Emerging Markets ESG Screened (USD, NTR) index futures; (v) MSCI Japan ESG Screened (USD, NTR) index futures; (vi) MSCI USA ESG Screened (USD, NTR) index futures; (vii) MSCI World ESG Screened (USD, NTR) index futures; and (viii) STOXX Europe ESG Leaders Select 30 (EUR, Price) index futures.
- Hong Kong Futures Exchange has certified the following futures contracts for trading by U.S. persons: (i) Hang Seng TECH index futures; (ii) MSCI Australia (USD, NTR) index futures; (iii) MSCI China Free (USD) index futures; (iv) MSCI China Free (USD, NTR) index futures; (v) MSCI Emerging Markets (USD) index futures; (vi) MSCI Emerging Markets Asia ex China (USD, NTR) index futures; (vii) MSCI Emerging Markets Asia ex Korea (USD, NTR) index futures; (viii) MSCI Emerging Markets Asia (USD, NTR) index futures; (ix) MSCI Emerging Markets EMEA (USD, NTR) index futures; (x) MSCI Emerging Markets ex China (USD, NTR) index futures; (xi) MSCI Emerging Markets ex Korea (USD, NTR) index futures; (xii) MSCI Emerging Markets LatAm (USD, NTR) index futures; (xiii) MSCI Emerging Markets (USD, NTR) index futures; (xiv) MSCI Hong Kong (USD, NTR) index futures; (xv) MSCI India (USD) index futures; (xvi) MSCI India (USD, NTR) index futures; (xvii) MSCI Japan (JPY) index futures; (xviii) MSCI Japan (JPY, NTR) index futures; (xix) MSCI Japan (USD, NTR) index futures; (xx) MSCI Malaysia (USD) index futures; (xxi) MSCI Malaysia (USD, NTR) index futures; (xxii) MSCI Pacific ex Japan (USD, NTR) index futures; (xxiii) MSCI Pacific (USD, NTR) index futures; (xxiv) MSCI Singapore Free (SGD) index futures; (xxv) MSCI Singapore Free (USD, NTR) index futures; (xxvi) MSCI Taiwan 25/50 (USD) index futures; (xxvii) MSCI Taiwan 25/50 (USD, NTR) index futures; (xxviii) MSCI Thailand (USD) index futures; and (xxix) MSCI Thailand (USD, NTR) index futures.
- Borsa Italiana Derivatives Market (IDEM) has certified the FTSE MIB index microfutures contract for trading by U.S. persons.
- Korea Exchange has notified market participants that, as of July 1, 2020, the KRX 300 index is deemed a narrow-based security index, and as such, futures on the KRX 300 index are now available for trading by U.S. Eligible Institutions only in accordance with applicable requirements of both the SEC and the CFTC.
- National Stock Exchange of India has notified the SEC of its intent to rely on the applicable class no-action relief for foreign options markets and their members that engage in familiarization activities with respect to eligible options. National Stock Exchange of India has specified the following as eligible options: (i) the Nifty 50 options contract; and (ii) the Nifty Bank options contract.
- Singapore Exchange Derivatives Trading has certified the following futures contracts for trading by U.S. persons: (i) FTSE Asia ex Japan index futures; (ii) FTSE Asia ex Japan (USD, NTR) index futures; (iii) FTSE Asia ex Japan ESG index futures; (iv) FTSE Blossom Japan index futures; (v) FTSE China H50 index futures; (vi) FTSE Emerging Asia ESG index futures; (vii) FTSE Emerging ESG index futures; (viii) FTSE Emerging Markets index futures; (ix) FTSE Emerging Markets (USD, NTR) index futures; (x) FTSE Emerging Markets Asia index futures; (xi) FTSE EPRA Nareit Asia ex Japan index futures; (xii) FTSE Japan (USD, NTR) index futures; (xiii) FTSE Malaysia index futures; (xiv) FTSE Malaysia (USD, NTR) index futures; (xv) FTSE Taiwan index futures; (xvi) FTSE Thailand index futures; (xvii) FTSE Thailand (USD, NTR) index futures; (xviii) iEdge Australia REIT index futures; and (xix) iEdge S-REIT Leaders index futures.
- Taiwan Futures Exchange has certified the following futures contracts for trading by U.S. persons: (i) FTSE 100 index futures; and (ii) TIP Taiwan Market Biotechnology and Medical Care index futures. In addition, Taiwan Futures Exchange has notified market participants that, as of April 1, 2021, the Taipei Exchange Capitalization Weighted Stock Index (TAIEX) is deemed a narrow-based security index, and as such, futures and mini futures on the TAIEX are now available for trading by U.S. Eligible Institutions only in accordance with applicable requirements of both the SEC and the CFTC.
Additional products that are made available for trading by U.S. persons after March 25, 2021 will be addressed in a subsequent version of this Approvals Chart. Please refer to the websites of the CFTC, the SEC and the applicable exchanges for more information in the interim.