Law & Compliance Division Conference

Four Katten attorneys will participate in the FIA Law & Compliance Division Conference, taking place on April 26–28.

At 2:15 p.m. on Wednesday, April 26, Financial Markets and Funds senior counsel Gary DeWaal will speak on the "New Frontiers in Regulation & Compliance" panel, discussing new frontiers facing legal and compliance departments across the derivatives and securities industries with the introduction of new products and technologies, the reshaping of market structures, and historic market volatility.

At 5:10 p.m., Financial Markets and Regulation partner and co-chair Carl Kennedy will speak on the "Roundtable: Diversity in Legal and Financial Services" panel, during which attorneys and compliance personnel will discuss promoting, sustaining and engaging on the critical topics of diversity and inclusion.

At 9:45 a.m. on Thursday, April 27, Financial Markets and Funds partner Nathaniel Lalone will speak on "Cross-Border Regulations: Around the World in 60 Minutes," which will share practical updates and insights on how new laws and regulations outside the United States may impact attendees and their customers. At 11:15 a.m., Financial Markets and Regulation partner and co-chair Dan Davis will speak on "Managing an Effective Compliance Program," discussing how to establish, maintain and grow an effective compliance program amidst the varied, complicated and sometimes unforeseen pressures of the real world.

At 11:45 a.m. on Friday, April 28, Carl will speak on the "Practical Pointers for Better Examinations" panel, during which examiners and the examined will discuss the keys for a successful annual exam.

Learn more about the FIA Law & Compliance Division Conference.