About Neil Robson
Neil Robson decodes complex UK and EU regulations to provide practical regulatory and compliance advice to financial services firms. He represents a range of financial market participants — hedge and private equity fund managers, investment advisors, broker-dealers and proprietary traders — that are based or doing business in the UK or the EU. Neil's extensive working knowledge of this complicated sector allows his clients to both meet their business objectives and satisfy regulatory requirements.
Proactive compliance counsel that keeps financial services firms thriving, nimble
Neil's ultimate goal for each one of his clients is for them to confidently run their firms and thrive within the complex regulatory environment in which they operate. That means ensuring everything they do — from day-to-day business functions and cross-border interactions to launching products and new funds — stands up to the closest regulatory scrutiny.
Practice Focus
- Financial Conduct Authority (FCA) authorization and compliance issues
- Regulatory capital requirements
- Reporting and disclosure obligations
- Formations and buyouts
- Structuring and marketing of investment funds and other products
- Data privacy and GDPR compliance
- Financial crime prevention (market abuse, anti-money laundering, anti-bribery and international financial sanctions compliance)
Representative Experience
News
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November 16, 2022
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September 30, 2022
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September 13, 2022
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June 9, 2022
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December 2, 2021
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November 10, 2021
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November 8, 2021
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November 1, 2021
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October 4, 2021
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Publications
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March 7, 2023
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February 3, 2023
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January 13, 2023
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January 12, 2023
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December 13, 2022
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October 20, 2022
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October 12, 2022
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September 14, 2022
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February 2, 2022
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Quick Reads
Presentations and Events
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March 1, 2023
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October 20, 2022
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March 8-10, 2022Panelist | Transaction Reporting: Man vs. Machine
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July 14–15, 2021Speaker | Crypto, Meet ESG: ESG, Meet Crypto
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June 2, 2021Speaker
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January 19–20, 2021Panelist
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July 31, 2020Co-presenter
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July 24, 2020Co-presenter
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July 10, 2020Co-presenter
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