Financial Services special counsel Gary DeWaal will present "Regulatory Disciplinary Actions and Enforcement Matters" in a session on Wednesday, March 23 at 9:10 a.m. (ET), as part of the Over-the-Counter Derivatives Reform in Canada Conference. His presentation will cover:
- compliance issues and how are they being addressed;
- relying on a definite interpretation;
- convictions and post-mortem; and
- issues and suggestions for end users.
For more information, click here.