About Zachary M. Schmitz
Zachary Schmitz helps clients in the financial services industry facing litigation and regulatory enforcement, internal investigations and other complex commercial litigation. He has extensive experience relating to futures, options and other complex derivatives; the equities markets; and cryptoassets.
Understanding challenges faced by complex products
Zach's practice includes defending financial services clients in investigations and enforcement proceedings before financial regulators, such as the Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC), self-regulatory bodies and at stock, option and futures exchanges. Zach also has handled retail investor arbitrations and litigation. He brings with him a deep understanding of financial products and trading practices.
News
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November 3, 2023
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October 30, 2023
Presentations and Events
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November 17, 2021Presenter | Digital Asset Topics in the News: Tether & Bitfinex Enforcement; CT Jury Finds Crypto Products Not to be Securities; Stablecoins & More
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June 2, 2020Presenter