To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Amends the Definitions of "Accredited Investor" and "Qualified Institutional Buyer"
- SEC Adopts Rule Amendments to Modernize Business, Legal Proceedings and Risk Factor Disclosures Required by Regulation S-K
- SEC Approves New NYSE Direct Listing Rules
- CFTC Adds 22 Unregistered Foreign Entities to RED List
- LabCFTC Opens Registration for September 24 Empower Innovation 2020 Event
- FinCEN Issues Additional FAQs to Address Questions Regarding Customer Due Diligence Requirements for Covered Financial Institution
- FCA Publishes Consultation Paper on Extending Annual Financial Crime Reporting Obligation
- FCA Publishes Newsletter on Market Conduct and Transaction Reporting Issues
