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Corporate & Financial Weekly Digest, Featuring Articles on Electronic Signatures, the Latest ISS Proxy Season Information and Several Updates From the CFTC for SEFs

November 20, 2020

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • Register for Our 2021 Proxy Season Update Webinar
  • SEC Adopts Amendments Permitting Use of Electronic Signatures for EDGAR Filings
  • ISS Issues Its 2021 Proxy Season Updates
  • SEC’s Division of Corporation Finance Issues Updated C&DI Regarding Equity Line Financings
  • SEC Division of Corporation Finance Releases Financial Reporting Manual Updates
  • FINRA Files Proposed Rule Change to Address Firms With History of Misconduct
  • CFTC Extends Temporary Swap Data Reporting Relief for Certain International Swap Dealers and Major Swap Participants
  • CFTC Extends Relief for SEFs From Certain Block Trade Requirements
  • CFTC Extends No-Action Relief to SEFs From Certain Audit Trail Requirements Related to Post-Execution Allocation Information
  • CFTC Unanimously Approves Final Rule for Granting Exemptions From DCO Registration
  • CFTC Unanimously Approves Final Rule Amending SEF Requirements
  • Regulatory Capital – UK Authorities Jointly Publish Statement on New UK Prudential Rules

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