To read the Digest online, click here.
This week's issue addresses the following topics:
- Register for Our 2021 Proxy Season Update Webinar
- SEC Adopts Amendments Permitting Use of Electronic Signatures for EDGAR Filings
- ISS Issues Its 2021 Proxy Season Updates
- SEC’s Division of Corporation Finance Issues Updated C&DI Regarding Equity Line Financings
- SEC Division of Corporation Finance Releases Financial Reporting Manual Updates
- FINRA Files Proposed Rule Change to Address Firms With History of Misconduct
- CFTC Extends Temporary Swap Data Reporting Relief for Certain International Swap Dealers and Major Swap Participants
- CFTC Extends Relief for SEFs From Certain Block Trade Requirements
- CFTC Extends No-Action Relief to SEFs From Certain Audit Trail Requirements Related to Post-Execution Allocation Information
- CFTC Unanimously Approves Final Rule for Granting Exemptions From DCO Registration
- CFTC Unanimously Approves Final Rule Amending SEF Requirements
- Regulatory Capital – UK Authorities Jointly Publish Statement on New UK Prudential Rules
