To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Adopts Rules to Modernize Infrastructure for NMS Market Data
- SEC Announces Stand-Alone Office Focused on Innovation and Financial Technology
- CFTC Unanimously Approves Final Rules Related to SEFs and Withdraws Comprehensive Proposals
- CFTC Unanimously Approves Final Rules Related to Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
- CFTC Approves Final Rules Regarding Electronic Trading Risk Principles and Bankruptcy Regulations
- CFTC Interprets and Issues No-action Relief from Certain Clearing and Trade Execution Requirements
- CFTC Staff Provides Further Brexit-Related Relief to Provide Market Certainty
- CFTC Unanimously Approves Technical Amendments to Reflect Organizational Changes
- NFA Issues Notice to Members Regarding Compliance Date Swaps Proficiency Requirements
- More USD LIBOR Transition Developments
- FCA Post-Brexit 'Cutover Plan' for Firms Transferring to FCA FIRDS and FITRS
- European Commission Consults on Review of CSDR
- EBA Publishes Statement for Consumers Regarding Post-Brexit Arrangements
