To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Proposes Rule 144 Tacking Amendments
- SEC Again Approves NYSE’s Direct Listing Rules
- Elad Roisman Named Acting Chairman of SEC
- SEC Announces New Internal Security-Based Swaps Joint Venture
- SEC Issues Statement on Custody of Digital Asset Securities by Special Purpose Broker-Dealers
- CFTC Staff Provides Temporary Relief to Futures Commission Merchants Regarding Certain SOFR-Linked Investments
- CFTC Provides Relief to DCOs from New Daily Reporting Requirements
- CFTC and ESMA Sign Enhanced MOU Related to Certain Recognized Central Counterparties
- NFA Issues Notice to Members Regarding Compliance Date for Swaps Proficiency Requirements
- HMT Announces Open Access Regime for Exchange Traded Derivatives
- FCA Publishes Statement on Use of TTP to Modify UK Derivatives Trading Obligation
- ESMA Publishes Consultation Paper on Impact of Algorithmic Trading
