To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Issues Amendments, Seeks Public Comment on Holding Foreign Companies Accountable Act
- SEC Responds to Investor Demand by Bringing Together Agency Information About Climate and ESG Issues
- FINRA CAT Production Readiness Certification Deadline
- FINRA Requests Comment on Proposed Amendments to Margin Rule 4210
- FINRA Reminds Member Firms of Obligations for Customer Order Handling, Margin Requirements and Effective Liquidity Management Practices During Extreme Market Conditions
- NFA Issues Notice Regarding Effective Date of Interpretive Notice on Use of Third-Party Service Providers
- Post-Brexit Financial Services in United Kingdom — Bank of England Commentary Published
- UK FCA Launches New Whistleblowing Initiative
- COVID-19: FCA extends Flexibility on RTS 27 Reports and 10 Percent Depreciation Notifications
- FCA Confirms No Current Revisions to Temporary Transitional Power Applying to UK’s Derivatives Trading Obligation
- ESMA Publishes Statement Announcing Supervisory Approach to MiFID II Position Limits for Commodity Derivatives
