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Newsletter

Corporate and Financial Weekly Digest - Volume IX, Issue 36

September 12, 2014

To read the Digest online, click here.

This week's issue addresses the following topics:

  • Bylaw of Delaware Corporation Providing for Exclusive Forum in North Carolina Upheld
  • FINRA Board to Consider Rule Proposals Regarding Private Trading Platforms
  • CBOE and C2 in Discussions With FINRA for Regulatory Services
  • SEC Proposes Rule for Communications Involving Security-Based Swaps
  • CFTC Aligns CPO Regulation With JOBS Act, Provides Other Guidance for CPOs
  • OTC Derivatives Regulators Issue Report Regarding Cross-Border Issues
  • First Bitcoin Swap Proposed
  • Eighth Circuit Clarifies False Claims Act Pleading Standards for Whistleblowers
  • Investment Management Firm Discloses Wells Notice Over Performance Claims
  • Banking Agencies Request Comment on Proposed Questions and Answers Regarding Community Reinvestment
  • Federal Reserve and CFPB Announce Increases in Dollar Thresholds in Regulations Z and M for Exempt Consumer Credit and Lease Transactions
  • AIFMD: Additional Alternative Investment Fund (AIF) Data Request by FCA
  • UK Court Decision Demonstrates Importance of Compliance With ISDA Market Quotation Procedures

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