Corporate and Financial Weekly Digest - Volume IX, Issue 39

To read the Digest online, click here.

This week's issue addresses the following topics:

• ISS Publishes Results of Annual Global Voting Policy Survey
   

• FINRA Requests Comment on a Rule Proposal to Implement the Comprehensive Automated Risk Data System

• NFA Issues Notice Regarding CPO and CTA Reports and Filing Requirements

• CFTC Extends Relief for SEFs and DCMs from Straight-Through Processing Requirements for Package Transactions

• CFTC Extends Relief to DCOs and Their Clearing Members from Requirements for CDS Clearing-Related Swaps

• CFTC and NFA Require SD and MSP Risk Exposure Reports to Be Submitted Through WinJammer

• SEC Settles Insider Trading Case, Finding Roommate Relationship Created Duty of Trust and Confidence

• CFTC Settles Fraudulent Trading Violations with Forex Trader

• FCA Updates Its AIFMD Reporting Webpage 

• ESMA Consults on Draft Guidelines Clarifying the Definition of “Derivatives” Under MiFID