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Newsletter

Corporate and Financial Weekly Digest - Volume IX, Issue 41

October 17, 2014

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • ISS Releases 2015 Draft Voting Policy Changes for Comment
  • SEC Investor Advisory Committee Releases Recommendations on Changes to Accredited Investor Definition
  • FINRA Proposes to Revise Implementation Date for Supplemental Inventory Schedule
  • ISE Proposes to Amend Rules Regarding Information Barriers Between Customer and Proprietary Businesses
  • CFTC Provides Additional Relief to Certain Delegating CPOs
  • Delaware Chancery Rejects Books and Records Demand as Time-Barred 
  • Investment Adviser Challenges Constitutionality of SEC Administrative Proceedings
  • Beneficial Owner Disclosure and Its Potential Impact on Global Financial Businesses
  • EU Commission Adopts New Prudential Rules Applicable to Financial Institutions


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