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Newsletter

Corporate and Financial Weekly Digest - Volume XI, Issue 33

August 26, 2016

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • SEC Seeks Public Comment on Disclosure Requirements of Subpart 400 of Regulation S-K
  • CFTC Issues No-Action Letter Regarding Use of Security-Based Swaps in Initial Margin Calculations for Uncleared Swaps
  • NFA Issues Notice Regarding the Designation of Executive Representatives for Electronic Voting Purposes
  • CFTC Grants SEF Registration Status to Seed SEF LLC
  • IOSCO Publishes Consultation on Good Practice for Termination of Investment Funds
  • CPMI and IOSCO Publish Second Consultation on Harmonization of Unique Product Identifiers
  • European Commission Adopts Further MiFID II and MiFIR Delegated Regulations

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