To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Seeks Public Comment on Disclosure Requirements of Subpart 400 of Regulation S-K
- CFTC Issues No-Action Letter Regarding Use of Security-Based Swaps in Initial Margin Calculations for Uncleared Swaps
- NFA Issues Notice Regarding the Designation of Executive Representatives for Electronic Voting Purposes
- CFTC Grants SEF Registration Status to Seed SEF LLC
- IOSCO Publishes Consultation on Good Practice for Termination of Investment Funds
- CPMI and IOSCO Publish Second Consultation on Harmonization of Unique Product Identifiers
- European Commission Adopts Further MiFID II and MiFIR Delegated Regulations
