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Corporate & Financial Weekly Digest, Featuring Articles on FINRA Issues Investor Alert on Required Minimum Distributions, IOSCO Reports on Crypto-Asset Trading Platforms and ESMA Proposes Amendments to MiFIR

February 14, 2020

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To read the online Digest, click here.

This week’s issue addresses the following topics:

  • FINRA Issues Investor Alert Regarding Required Minimum Distributions
  • FINRA Requests Comments on Proposed Amendments to CAB Rules
  • CFTC to Hold an Open Commission Meeting on February 20
  • NFA Provides Information to Assist Members in Meeting Their Regulatory Obligations
  • IOSCO Reports on Crypto-Asset Trading Platforms
  • FCA Decommissions EMIR Web Portal
  • ESMA Proposes MiFIR Amendments Following EMIR Refit
  • European Commission Urges Member States to Transpose 5MLD

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