To read the online Digest, click here.
This week’s issue addresses the following topics:
- FINRA Issues Investor Alert Regarding Required Minimum Distributions
- FINRA Requests Comments on Proposed Amendments to CAB Rules
- CFTC to Hold an Open Commission Meeting on February 20
- NFA Provides Information to Assist Members in Meeting Their Regulatory Obligations
- IOSCO Reports on Crypto-Asset Trading Platforms
- FCA Decommissions EMIR Web Portal
- ESMA Proposes MiFIR Amendments Following EMIR Refit
- European Commission Urges Member States to Transpose 5MLD