To read the online Digest, click here.
This week's issue addresses the following topics:
- Register for Our 2019 Proxy Season Update Webinar
- FINRA Proposes Rule Change Relating to Rule 4512 (Customer Account Information)
- SEC Proposed Rule Change To Amend Nasdaq Rule 4756(c)(2)
- SEC Adopts Securities Act Rule 139b To Promote Research Reports on Investment Funds
- CFTC Proposes To Amend Annual Privacy Notice Requirement
- CFTC Grants Exemption From SEF Registration to Four Additional MTFs
- NFA Proposes To Amend Interpretive Notice on Information Systems Security Programs
- UK Securitization Regulations 2018 Published
- ECON Votes To Adopt Draft Reports on Cross-Border Distribution of Collective Investment Funds
- Provisional Political Agreement Reached on CRR II Regulation and CRD V Directive
- EU Council Agrees to Approach on EMIR 2.2
- LMA Publishes Paper on Impact of a No-Deal Brexit on the European Loan Market
