To read the online Digest, click here.
This week’s issue addresses the following topics:
- SEC Further Extends Filing Deadlines for Companies Impacted by COVID-19
- SEC Grants Temporary Exemption From Certain Requirements of Rule 606 of Regulation NMS
- SEC Staff Issues Statement Regarding Authentication Documentation Retention Requirements in Light of COVID-19 Concerns
- SEC Provides Conditional Regulatory Relief for Registered Transfer Agents and Certain Other Persons Affected by COVID-19
- SEC Approves CBOE Proposed Rule Change Regarding Off-Floor Position Transfers
- FINRA Issues Regulatory Notice Regarding Amendments to its Corporate Financing Rule
- Regulatory Relief Issued for CPOs and CTAs
- NFA Issues Regulatory Relief for Introducing Brokers
- CFTC Issues Final Interpretive Guidance on Actual Delivery for Digital Assets
- NFA Increases Required Minimum Security Deposits for Forex Transactions
- FCA and PRA Publish Guidance on Key Financial Workers Critical to COVID-19 Response
- UK Parliament Considers Draft Brexit Statutory Instrument Relating to EMIR
- FCA Updates Webpage on SFTR Approach to Reporting Requirements
- ESMA Publishes Statement on MiFIR Tick-Size Regime and COVID-19
- ESMA Publishes Statement on MiFID II Telephone Conversation Requirements During the COVID-19 Pandemic
