Katten's Financial Markets and Funds attorneys will present the "Regulatory Developments for Asset Managers and Broker-Dealers" webinar at 11:00 a.m. (ET) on Wednesday, July 10. The team will discuss recent developments and key focus areas for asset managers and broker-dealers.
Topics will include:
- Proposed Anti-Money Laundering Rules for Investment Advisers
- New Cybersecurity Rules for Investment Advisers and Broker-Dealers
- FINRA's Post-COVID Classification of Remote Workplaces and Internal Inspection Requirements
- Court Challenge Updates
Register for the "Regulatory Developments for Asset Managers and Broker-Dealers" webinar.
To learn more, contact Rachel Hernandez.
