To read the Digest online, click here.
This week's issue addresses the following topics:
- Register for Our 2021 Proxy Season Update Webinar
- SEC Adopts Amendments to MD&A and Other Financial Disclosures
- Glass Lewis Issues 2021 Proxy Season Updates
- SEC Staff Issues Statement Regarding Signature Requirements
- Division of Corporation Finance Issues Disclosure Consideration for China-Based Issuers
- Nasdaq Seeks SEC Approval of Board Diversity Rule
- SEC Announces Proposed Amendments to Rule 701 and Form S-8
- New NFA Interpretation Requires Approval of Swap Marketing Materials
- Possible Life After 2021 for Some US Dollar LIBOR Tenors
- CFTC Staff Grants Temporary Relief to DTCC Data Repository LLC and Related Entities from Reporting Requirements
- CFTC Staff Publishes Interim Report on NYMEX WTI Crude Contract
- CFTC Staff Extends Existing Brexit-Related Relief to Provide Market Certainty
- CFTC and Italy’s CONSOB Sign MOU for Supervision of Cross-Border Firms
- CFTC Extends Timing Requirements for Certain SEF Year-End Reports
- CFTC to Hold an Open Commission Meeting on December 8
- FCA Proposes Fees for SMCR Changes and Newly-Authorized Firms
- UK’s Treasury Committee Publishes Further Inquiry Into Future of Financial Services Post-Brexit
- FCA Launches Data on Directory Persons on Financial Services Register
- FCA Publishes Draft Transitional Direction for Share Trading Obligation Under MiFIR
- ESMA Publishes Final Report on EMIR RTS Clearing Obligation Regarding Intragroup Transactions and Novations From UK to EU Counterparties
- ESMA Publishes Statement Regarding Post-Brexit Impact on MiFIR Derivatives Trading Obligation
