About Elizabeth C. McNichol

Elizabeth McNichol helps her clients execute a variety of complex corporate securities transactions, including initial and follow-on public offerings, De-SPAC transactions and placements of equity and debt securities. She also helps her clients navigate securities law compliance-, disclosure- and corporate governance-related matters.

Meticulous and strategic corporate securities and compliance counsel

Elizabeth is a highly experienced attorney known for her ability to handle complex transactions with ease. She has a comprehensive understanding of securities laws and regulations, which she uses to guide her clients through intricate legal and corporate governance matters. Taking a client-centric approach, she is committed to achieving her clients' objectives.

Elizabeth’s diverse experience, from public offerings to capital-raising transactions, showcases her versatility and dedication to her clients. Her experience spans a range of industries, including dining and entertainment firms, bitcoin mining companies, microturbine companies and metallurgical coal mining companies. She also is skilled at working with investment firms in complex transactions and ensuring her clients are compliant with securities laws and Nasdaq or New York Stock Exchange (NYSE) rules.

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Practice Focus

  • Capital markets
  • Securities transactions
  • Corporate governance

Representative Experience

  • Represented a dining and entertainment company, as the target, in a De-SPAC transaction pursuant to which the target’s stock was listed on the NYSE.
  • Represents a bitcoin mining company in capital raising transactions, including at-the-market offering programs, compliance with securities laws and Nasdaq rules, and disclosure and corporate governance matters.
  • Represents a microturbine company in strategic transactions, capital raising transactions, including two follow-on registered common stock offerings, compliance with securities laws, and disclosure and corporate governance matters.
  • Represents a metallurgical coal mining company on compliance with securities laws and NYSE rules and disclosure and corporate governance matters.
  • Represented an investment firm as lead investor in the issuance of senior secured convertible notes in exchange for outstanding unsecured convertible notes of a life sciences company.
  • Represented an investment firm in several equity line of credit facilities for various companies in the life sciences industry.