About Christian B. Hennion
Christian Hennion advises US and international asset managers on a variety of transactional and regulatory matters. He helps them with private fund launches and reorganizations, compliance issues under the Investment Advisers Act and Commodity Exchange Act and numerous issues before the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC).
The regulatory advice asset managers need
Fund managers, registered investment advisers, commodity trading advisors and private equity firms all draw on Chris' advice. He represents them in registrations with the SEC and CFTC. He also works closely with both SEC- and CFTC-registered clients undergoing compliance examinations and responding to inquiries from regulators and self-regulatory organizations. Negotiating with regulators over any areas of concern, he helps to reach efficient and favorable resolutions. He is also experienced in preparing offering and advisory documents for asset management firms, and knowledgeable about the SEC and CFTC regulations applicable to them.
Practice Focus
- Private fund launches and reorganizations
- SEC and CFTC registrations, examinations and enforcement actions
- The Investment Advisers Act and Commodity Exchange Act compliance matters
- Futures and derivatives regulation
News
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January 15, 2021
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June 16, 2020
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January 29, 2020
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January 24, 2019
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January 25, 2018
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January 13, 2017
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January 4, 2017
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December 14, 2016
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January 8, 2016
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Publications
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Weekly
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October 22, 2020
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October 19, 2020
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June 6, 2020
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May 15, 2020
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May 8, 2020
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April 28, 2020
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April 16, 2020
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March 17, 2020
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Presentations and Events
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Panelist | Best Practices and Challenges to Address Going ForwardJune 18, 2020
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PresenterMarch 4, 2020
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PresenterJune 20, 2019
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PanelistFebruary 4, 2016
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PanelistDecember 3, 2015
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PanelistNovember 11, 2015
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Panelist | Futures 101: NFA Bylaw 1101 and Aiding and Abetting – What Do You Need to Know About Your Customer?May 7–9, 2014
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Panelist | Trading IssuesFebruary 20, 2014
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Panelist | Portfolio Management IssuesFebruary 6, 2014
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