About Alan J. Brudner

Corporate entities and individuals who need advice or representation in investigations and litigation have called upon Alan Brudner for more than 35 years. With experience both as a federal prosecutor and as head of litigation and investigations at one of the most prominent financial institutions in the world, Alan brings extensive knowledge, a multifaceted perspective and a practical approach to all of his matters.

Wise counsel, strategic thinking, experienced defense

Alan has represented clients in a broad range of investigations by the Department of Justice, US Attorney's Offices, the Securities and Exchange Commission, FINRA, the Commodity Futures Trading Commission and other regulators. He has also represented clients in Congressional committee investigations. In addition, he represents clients in civil securities and business litigation, and has significant experience representing hospitals and public entities in False Claims Act cases.

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Practice Focus

  • White-collar defense
  • False Claims Act litigation
  • Government and regulatory investigations and enforcement matters
  • Internal investigations
  • Civil litigation and administrative proceedings

Representative Experience

  • Advise and represent a major financial institution in regulatory and litigation matters relating to the collapse of a family office client. 
  • Advised and represented traders in connection with antitrust and bid-rigging investigations and related litigation in the US Treasuries, SSA and GSE bond markets.
  • Represented the chairman of a public manufacturing company in criminal and SEC investigations and litigation relating to market manipulation.
  • Represented NYC Health + Hospitals Corporation in an administrative hearing and appeals relating to Medicaid reimbursement issues.
  • Represented the City of New York and NYC Health + Hospitals Corporation in several unrelated False Claims Act cases. One case was dismissed with prejudice.
  • Defended international bank in litigation over LIBOR submissions. Case was dismissed with prejudice.
  • Conducted internal investigation on behalf of the audit committee of a large public company engaged in technology manufacturing and sales.
  • Represented international bank in DOJ FIRREA investigation and civil litigation.
  • Represent trading and sales personnel of several financial institutions in DOJ, CFTC and SEC investigations of FX markets and LIBOR submissions.
  • Counsel to international bank on compliance policies and procedures related to the use of expert services and networks.
  • Represent global financial institution in civil action over sale of warrants.
  • Represent foreign trading concern in SEC insider trading investigation.
  • Represent head of compliance of an industrial manufacturer in FCPA investigation.
  • Represent broker-dealer in FINRA investigation relating to the supervision of a registered representative.
  • Represent investment bank, traders and a securities analyst in various insider trading investigations.
  • Represent C-Level corporate executives in SEC fraud investigations.
  • Represent several bank executives in SEC investigations and litigation relating to fraud and corruption.
  • Represent international bank in FINRA investigation and internal investigation of mismarking of trading positions.
  • Represent purchaser of tax liens in DOJ bid-rigging investigation.
  • Represent several private and public health care institutions and individuals in investigations, regulatory proceedings and False Claims Act litigation over billing, supervision and regulatory compliance issues.
  • Represent chairman of a public company in market manipulation investigation.

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